-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tv0PuXwtgtj3XAz0CWqPhiRLZ9SFiKLLoHv7YQINE68lYsKIDs8Uuvhb1nFk2FrE t/L0pB1R7Il0+QJg/+jAHw== 0000895345-05-000635.txt : 20050616 0000895345-05-000635.hdr.sgml : 20050616 20050615212419 ACCESSION NUMBER: 0000895345-05-000635 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050616 DATE AS OF CHANGE: 20050615 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANSMONTAIGNE INC CENTRAL INDEX KEY: 0000755199 STANDARD INDUSTRIAL CLASSIFICATION: PIPE LINES (NO NATURAL GAS) [4610] IRS NUMBER: 061052062 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36106 FILM NUMBER: 05898768 BUSINESS ADDRESS: STREET 1: 1670 BROADWAY STREET 2: SUITE 3100 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3036268200 MAIL ADDRESS: STREET 1: P O BOX 5660 STREET 2: SUITE 3100 CITY: DENVER STATE: CO ZIP: 80217-5660 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMONTAIGNE OIL CO DATE OF NAME CHANGE: 19960724 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD EXPLORATION CO INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 SC 13D/A 1 dg13da.txt SCHEDULE 13D (RULE 13D-101) Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Under the Securities Exchange Act of 1934 (Amendment No. 1)* TRANSMONTAIGNE INC. - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, par value $0.01 per share - ------------------------------------------------------------------------------ (Title of Class of Securities) 89393410 --------------------------------------------------------- (CUSIP Number) With a copy to: Jeffrey A. Welikson, Esq. David Golay, Esq. Secretary Fried, Frank, Harris, Shriver & Lehman Brothers Holdings Inc. Jacobson 399 Park Avenue, 11th Floor One New York Plaza New York, NY 10022 New York, New York 10004 (212) 526-0858 (212) 859-8000 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) See Item 5 - ------------------------------------------------------------------------------ (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this Schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box |_|. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP NO. 89393410 PAGE 2 OF 7 PAGES 1 NAME OF REPORTING PERSON Lehman Brothers Holdings Inc. S.S. OR I.R.S. IDENTIFICATION 13-3216325 NO. OF ABOVE PERSON 2 CHECK THE APPROPRIATE BOX IF A (a) [ ] MEMBER OF A GROUP (b) [ ] 3 SEC USE ONLY 4 SOURCE OF FUNDS OO 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE NUMBER OF 7 SOLE VOTING POWER SHARES 4,039,422 shares of Common Stock BENEFICIALLY8 SHARED VOTING POWER OWNED BY -0- EACH 9 SOLE DISPOSITIVE POWER REPORTING 4,039,422 shares of Common Stock PERSON 10 SHARED DISPOSITIVE POWER WITH -0- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,039,422 shares of Common Stock 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.5% 14 TYPE OF REPORTING PERSON HC/CO SCHEDULE 13D CUSIP NO. 89393410 PAGE 3 OF 7 PAGES 1 NAME OF REPORTING PERSON Lehman Brothers Inc. S.S. OR I.R.S. IDENTIFICATION 13-2518466 NO. OF ABOVE PERSON 2 CHECK THE APPROPRIATE BOX IF A (a) [ ] MEMBER OF A GROUP (b) [ ] 3 SEC USE ONLY 4 SOURCE OF FUNDS OO 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE NUMBER OF 7 SOLE VOTING POWER SHARES 4,039,422 shares of Common Stock BENEFICIALLY8 SHARED VOTING POWER OWNED BY -0- EACH 9 SOLE DISPOSITIVE POWER REPORTING 4,039,422 shares of Common Stock PERSON 10 SHARED DISPOSITIVE POWER WITH -0- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,039,422 shares of Common Stock 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.5% 14 TYPE OF REPORTING PERSON HC/CO SCHEDULE 13D CUSIP NO. 89393410 PAGE 4 OF 7 PAGES 1 NAME OF REPORTING PERSON LB I Group Inc. S.S. OR I.R.S. IDENTIFICATION 13-2741778 NO. OF ABOVE PERSON 2 CHECK THE APPROPRIATE BOX IF A (a) [ ] MEMBER OF A GROUP (b) [ ] 3 SEC USE ONLY 4 SOURCE OF FUNDS OO 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE NUMBER OF 7 SOLE VOTING POWER SHARES 4,035,758 shares of Common Stock BENEFICIALLY8 SHARED VOTING POWER OWNED BY -0- EACH 9 SOLE DISPOSITIVE POWER REPORTING 4,035,758 shares of Common Stock PERSON 10 SHARED DISPOSITIVE POWER WITH -0- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,035,758 shares of Common Stock 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.4% 14 TYPE OF REPORTING PERSON HC/CO This Amendment No. 1 to the Schedule 13D (this "Amendment") is filed by the Reporting Persons as an amendment to the initial statement on Schedule 13D (the "Original Schedule 13D") as filed with the Securities and Exchange Commission on October 17, 2003. Capitalized terms used but not defined in this Amendment shall have the respective meanings set forth with respect thereto in the Original Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND No change except as described below. The names, residence or business addresses, citizenships and present principal occupations or employment of the senior executive officers and directors of the Reporting Persons are set forth in Appendix A hereto. ITEM 4. PURPOSE OF TRANSACTION No change except as described below. LBI owned 2,020 shares of Common Stock as of the date of the original Schedule 13D that were inadvertently not reported therein. See Appendix B for a list of transactions in the Common Stock by the Reporting Persons since the date of the original Schedule 13D. As of the date hereof, the Reporting Persons continue to beneficially own 26,636 shares of Series B Convertible Preferred Stock ("Preferred Stock") and 3,664 shares of Common Stock. The shares of Preferred Stock are convertible into 4,035,758 shares of Common Stock at a conversion price of $6.60 per share of Common Stock. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER No change except as described below. (a) According to the Company's quarterly report filed with the Securities and Exchange Commission on May 6, 2005, there were 43,459,487 outstanding shares of Common Stock as of May 2, 2005. As of the date hereof, the Reporting Persons continue to beneficially own 26,636 shares of the Preferred Stock. The shares of Preferred Stock are convertible into 4,035,758 shares of Common Stock at a conversion price of $6.60 per share of Common Stock. LB I Group is the direct beneficial owner of the Preferred Stock. LBI is the direct beneficial owner of 3,664 shares of Common Stock and may be deemed to be indirect owner of the Preferred Stock. Holdings may be deemed to be an indirect owner of both the Preferred Stock and Common Stock. To the best knowledge of the Reporting Persons, none of the persons listed on Appendix A (i) beneficially owns any Common Stock (other than in his capacity as an executive officer or director of such corporations) or (ii) has the right to acquire any Common Stock. (c) See Appendix B for a list of transactions in the Common Stock by the Reporting Persons since the date of the original Schedule 13D. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER No change except as described below. On July 1, 2004, David J. Butters, LB I Group's designee to the board of directors of the Company (the "Board"), resigned as a member of the Board effective immediately. SIGNATURES After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: June 15, 2005 LEHMAN BROTHERS HOLDINGS INC. By:/s/ Barrett S. DiPaolo --------------------------- Name: Barrett S. DiPaolo Title: Vice President LEHMAN BROTHERS INC. By:/s/ Barrett S. DiPaolo --------------------------- Name: Barrett S. DiPaolo Title: Senior Vice President LB I GROUP INC. By: /s/ Barrett S. DiPaolo --------------------------- Name: Barrett S. DiPaolo Title: Authorized Signatory APPENDIX A LEHMAN BROTHERS HOLDINGS INC. BOARD OF DIRECTORS NAME / TITLE BUSINESS ADDRESS - ------------ ---------------- MICHAEL L. AINSLIE Lehman Brothers Holdings Inc. Private Investor and former 745 Seventh Avenue President and Chief Executive New York, New York 10019 Officer of Sotheby's Holdings JOHN F. AKERS Lehman Brothers Holdings Inc. Retired Chairman of 745 Seventh Avenue International Business Machines New York, New York 10019 Corporation ROGER S. BERLIND Lehman Brothers Holdings Inc. Theatrical Producer 745 Seventh Avenue New York, New York 10019 THOMAS H. CRUIKSHANK Lehman Brothers Holdings Inc. Retired Chairman and Chief 745 Seventh Avenue Executive Officer of Halliburton New York, New York 10019 Company MARSHA JOHNSON EVANS Lehman Brothers Holdings Inc. President of American Red Cross 745 Seventh Avenue New York, New York 10019 RICHARD S. FULD, JR. Lehman Brothers Holdings Inc. Chairman and Chief Executive 745 Seventh Avenue Officer of New York, New York 10019 Lehman Brothers Holdings Inc. SIR CHRISTOPHER GENT Lehman Brothers Holdings Inc. Non-Executive Chairman of 745 Seventh Avenue GlaxoSmithKline Plc New York, New York 10019 HENRY KAUFMAN Lehman Brothers Holdings Inc. President of Henry Kaufman & 745 Seventh Avenue Company, Inc. New York, New York 10019 JOHN D. MACOMBER Lehman Brothers Holdings Inc. Principal of JDM Investment Group 745 Seventh Avenue New York, New York 10019 DINA MERRILL Lehman Brothers Holdings Inc. Director and Vice 745 Seventh Avenue Chairman of RKO Pictures, Inc. and New York, New York 10019 Actress All of the above individuals are citizens of the United States, except for Sir Christopher Gent, who is a citizen of the United Kingdom. LEHMAN BROTHERS HOLDINGS INC. EXECUTIVE OFFICERS NAME / TITLE BUSINESS ADDRESS - ------------ ---------------- RICHARD S. FULD, JR. Lehman Brothers Holdings Inc. Chairman and Chief Executive 745 Seventh Avenue Officer New York, New York 10019 of Lehman Brothers Holdings Inc. JONATHAN E. BEYMAN Lehman Brothers Holdings Inc. Chief of Operations and Technology 745 Seventh Avenue New York, New York 10019 DAVID GOLDFARB Lehman Brothers Holdings Inc. Chief Administrative Officer 745 Seventh Avenue New York, New York 10019 JOSEPH M. GREGORY Lehman Brothers Holdings Inc. President and Chief Operating 745 Seventh Avenue Officer New York, New York 10019 CHRISTOPHER O'MEARA Lehman Brothers Holdings Inc. Chief Financial Officer and 745 Seventh Avenue Controller New York, New York 10019 THOMAS A. RUSSO Lehman Brothers Holdings Inc. Chief Legal Officer 745 Seventh Avenue New York, New York 10019 All of the above individuals are citizens of the United States. LEHMAN BROTHERS INC. BOARD OF DIRECTORS NAME / TITLE BUSINESS ADDRESS - ------------ ---------------- HOWARD L. CLARK, JR. Lehman Brothers Holdings Inc. Vice Chairman 745 Seventh Avenue New York, New York 10019 THOMAS H. CRUIKSHANK Lehman Brothers Holdings Inc. Retired Chairman and Chief 745 Seventh Avenue Executive Officer of New York, New York 10019 Halliburton Company FREDERICK FRANK Lehman Brothers Holdings Inc. Vice Chairman 745 Seventh Avenue New York, New York 10019 RICHARD S. FULD, JR. Lehman Brothers Holdings Inc. Chairman and Chief Executive 745 Seventh Avenue Officer of Lehman Brothers New York, New York 10019 Holdings Inc. HARVEY M. KRUEGER Lehman Brothers Holdings Inc. Vice Chairman 745 Seventh Avenue New York, New York 10019 All of the above individuals are citizens of the United States LEHMAN BROTHERS INC. EXECUTIVE OFFICERS NAME / TITLE BUSINESS ADDRESS - ------------ ---------------- RICHARD S. FULD, JR. Lehman Brothers Holdings Inc. Chairman and Chief Executive 745 Seventh Avenue Officer New York, New York 10019 DAVID GOLDFARB Lehman Brothers Holdings Inc. Chief Administrative Officer 745 Seventh Avenue New York, New York 10019 JOSEPH M. GREGORY Lehman Brothers Holdings Inc. President and Chief Operating 745 Seventh Avenue Officer New York, New York 10019 JONATHAN E. BEYMAN Lehman Brothers Holdings Inc. Chief of Operations and Technology 745 Seventh Avenue New York, New York 10019 CHRISTOPHER O'MEARA Lehman Brothers Holdings Inc. Chief Financial Officer and 745 Seventh Avenue Controller New York, New York 10019 THOMAS A. RUSSO Lehman Brothers Holdings Inc. Chief Legal Officer 745 Seventh Avenue New York, New York 10019 All of the above individuals are citizens of the United States. LB I GROUP INC. BOARD OF DIRECTORS NAME / TITLE BUSINESS ADDRESS - ------------ ---------------- EDWARD S. GRIEB Lehman Brothers Holdings Inc. Director 745 Seventh Avenue New York, New York 10019 CHRISTOPHER O'MEARA Lehman Brothers Holdings Inc. Director 745 Seventh Avenue New York, New York 10019 All of the above individuals are citizens of the United States. LB I GROUP INC. EXECUTIVE OFFICERS NAME / TITLE BUSINESS ADDRESS - ------------ ---------------- DEXTER E. SENFT Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 MICHAEL I. BRILL Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 THOMAS BANAHAN Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 EDWARD B. MCGEOUGH Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 BRIAN P. WADE Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 JARETT WAIT Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 ALAN WASKOWITZ Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 JEFFREY S. WECKER Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 STEVEN L. BERKENFELD Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 THOMAS E. BERNARD Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 MICHAEL S. CASTLEMAN Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 JAMES R. EMMERT Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 EDWARD S. GRIEB Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 ROBERT G. HEDLUND III Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 RUTH E. HOROWITZ Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 WILLIAM J. HUGHES Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 ALEX KIRK Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 HENRY KLEIN Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 WILLIAM E. LIGHTEN Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 KURT A. LOCHER Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 RAYMOND C. MIKULICH Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 MICHAEL J. ODRICH Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 ROBERT D. REDMOND Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 JAMES P. SEERY Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 MARK A. WALSH Lehman Brothers Holdings Inc. Managing Director 745 Seventh Avenue New York, New York 10019 MURAT ERKURT Lehman Brothers Holdings Inc. Senior Vice President 745 Seventh Avenue New York, New York 10019 ANTHONY F. FELELLA Lehman Brothers Holdings Inc. Senior Vice President 745 Seventh Avenue New York, New York 10019 GERARD J. FOX Lehman Brothers Holdings Inc. Senior Vice President 745 Seventh Avenue New York, New York 10019 KEVIN R. GENIRS Lehman Brothers Holdings Inc. Senior Vice President 745 Seventh Avenue New York, New York 10019 FRED E. STEINBERG Lehman Brothers Holdings Inc. Senior Vice President 745 Seventh Avenue New York, New York 10019 All of the above individuals are citizens of the United States. APPENDIX B TRANSACTIONS THE IDENTITY OF THE PERSON COVERED BY THE AMOUNT WHERE AND ITEM 5(C) WHO OF THE PRICE HOW THE EFFECTED THE THE DATE OF SECURITIES PER SHARE TRANSACTION TRANSACTION. TRANSACTION. INVOLVED. OR UNIT WAS EFFECTED. LBI 3/12/2004 592 $ 5.76 Sold LBI 4/6/2004 1,157 6.35 Sold LBI 8/4/2004 1,155 6.14 Acquired Converted 2,640 shares of Preferred Stock to 400,000 shares of LB I Group 4/8/2005 400,000 6.600 Common Stock LB I Group 4/8/2005 32,500 8.150 Sold LB I Group 5/25/2005 4,200 8.151 Sold LB I Group 5/27/2005 152,200 8.173 Sold LB I Group 5/31/2005 85,500 8.299 Sold LB I Group 6/1/2005 125,600 8.411 Sold Converted 3,300 shares of Preferred Stock to 500,000 shares of LB I Group 6/3/2005 500,000 6.600 Common Stock LB I Group 6/3/2005 100,000 9.002 Sold LB I Group 6/6/2005 100,000 9.030 Sold LB I Group 6/7/2005 58,600 9.025 Sold LB I Group 6/8/2005 200,000 9.033 Sold LB I Group 6/9/2005 41,400 9.049 Sold -----END PRIVACY-ENHANCED MESSAGE-----